What kind of jobs can you get with a Series 7 license?

Series 7 license Jobs in California

• Lactation Consultant. Mountain View, CA.
• 3.4. Client Services Associate – Financial Services.
• Portfolio Administrator. Westlake Village, CA.
• Investment Operations Associate.
• Senior Client Associate.
• Bilingual Financial Advisor.
• NIGHT SHIFT – Securities Operations and Trading-FUTU, Inc. –
• 3.8.

What can you do with a Series 7 license Besides selling securities?

If you successfully pass the Series 7 exam, you’ll be able to sell:

• stocks and bonds.
• mutual funds.
• options.
• variable contracts.
• municipal securities.
• rights and warrants.
• money market funds.
• exchange traded funds.

What is a Series 7 GOOD FOR?

The benefit of the Series 7 license is that it permits you to sell several types of securities products, except commodities and futures. The Series 7 license is good for the entire period that you work for a FINRA-member firm or self-regulatory organization (SRO).

How much do Series 7 brokers make?

Series 24/Series 7 Stock Broker Salaries

What can I do with a FINRA license?

Administered by FINRA and known as the general securities representative license, the Series 7 license authorizes you to sell virtually any type of individual security, such as preferred stocks, options, bonds, and other individual fixed income investments—plus all forms of packaged products.

How hard is it to pass Series 7?

Though it may seem a bit daunting, especially if you have no industry experience, the Series 7 is, in fact, a medium difficulty exam. On average, the pass rate for the Series 7 exam is around 65\%. Comparatively, about 86\% of candidates pass the Series 63 on their first attempt.

Can I be a financial advisor with a Series 65?

The Series 65 license, known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investing and general financial advice to clients. Passing the Series 65 exam qualifies individuals as Investment Advisor Representatives (IARs).

Which series exam is the hardest?

Series 7 exam
The Series 7 exam is by far the longest and most difficult of all the securities exams. It lasts for 225 minutes and covers all aspects of stock and bond quotes and trading; put and call options; spreads and straddles; ethics; margin, and other account holder requirements; and other pertinent regulations.

What jobs require a series 7 and 24?

Some examples of jobs that require a Series 7 and 24 are: compliance officer, branch manager, sales manager or designated principal. Debbie Leaman lives in Salt Lake City. In 2004, she left a 20-year career in financial planning to pursue writing.

What is the difference between a series 7 and 24 license?

The combination of Series 7 and 24 licenses opens up more opportunity and responsibility. While the Series 7 allows you to trade securities, such as stocks, bonds and options, with a Series 24 you’d be a general securities principal able to supervise many bank or brokerage firm activities.

How long does it take to get a FINRA series 7 license?

FINRA Series 7 & 63 or 65 licenses required; FINRA Series 55 license preferred or obtained within 90 days; Series 4 license preferred. More… ALREADY HAVE OR BE ABLE TO STUDY FOR AND PASS EXAMS FOR FEDERAL AND STATE LICENSES AND REGISTRATIONS FOR SECURITIES, INCLUDING SERIES 7, SERIES 66, AND STATE…

Can you sell life insurance with an it series 7 license?

It does not provide authority to sell life insurance, commodities futures and real estate. Candidates who want to take the Series 7 must receive sponsorship from a self-regulatory organization or a FINRA member firm. According to Brainscape, it is easier for individuals who are already employed by the firms to receive sponsorships.